Abstract
Investigations of Enterobius sp. infection in prehistory have produced a body of data that can be used to evaluate the geographic distribution of infection through time in the Americas. Regional variations in prevalence are evident. In North America, 119 pinworm positive samples were found in 1,112 samples from 28 sites with a prevalence of 10.7%. Almost all of the positive samples came from agricultural sites. From Brazil, 0 pinworm positive samples were found in 325 samples from 7 sites. For the Andes region, 22 pinworm positive samples were found in 411 samples from 26 sites for a prevalence of 5.3%. Detailed analyses of these data defined several trends. First, preagricultural sites less frequently show evidence of infection compared to agricultural populations. This is especially clear in the data from North America, but is also evident in the data from South America. Second, there is an apparent relationship between the commonality of pinworms in coprolites and the manner of constructing villages. These analyses show that ancient parasitism has substantial value in documenting the range of human behaviors that influence parasitic infections.
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Key words: Enterobius, archaeological parasitology, Oxyuridae, pinworm, Americas, review
INTRODUCTION
Since 1997, and especially after 2000, the directorships of the Laboratório de Paleoparasitologia, Escola Nacional de Saúde Pública Fundação Oswaldo Cruz (ENSP/FIOCRUZ), Brazil, and the Pathoecology Laboratory at the University of Nebraska-Lincoln (UNL), USA committed to exchange personnel in an intense collaboration to define the origin and distribution of parasitism in the Americas. During this time, UNL hosted ENSP/FIOCRUZ graduate students and postdocs for a total of 38 months and ENSP/FIOCRUZ hosted UNL researchers for 36 months. One main project beginning in 2001 was to define the distribution and pathoecology of the human pinworm, Enterobius vermicularis, in the prehistoric Americas. Up until 2000, the research on this species had a North American focus. This species was unexpectedly rare in South America. In 2001, with funding from the Fulbright Commission, we focused on the analysis of coprolites collected from South America and curated in both laboratories. Although the analysis included a search for all helminth species, E. vermicularis was of special interest. Gradually, some of the data collected between 2001 and 2007 were published. The published studies focused only on positive samples. To gain a better picture of the distribution of the pinworm, we are presenting here a complete review, including negative studies. The presence and absence of data, as well as prevalence values, provided a picture of the conditions of prehistoric life that limited or exacerbated pinworm infections in the Americas.
Pinworm species (E. vermicularis and Enterobius greggori) are common human parasites in all habitable parts of the world. They have a long evolutionary history with humans and cause little pathology. Thus, from a medical perspective, they are of reduced interest relative to more pathogenic human helminth species.
Pinworms have singular importance in Americas paleopathology and pathoecology. They are nearly ubiquitous, are prolific in crowded conditions, and are easily recoverable from archaeological sites if coprolites and mummies are preserved. Thus, they are very good indicators of changes in health that results from cultural developments. Herein, we reviewed the evidence of E. vermicularis infection in the prehistoric Americas to show how pinworms, so mundane in the medical world, have great importance in tracing the influence of cultural changes on human biology.
MATERIALS AND METHODS
We analyzed 151 coprolites from the Andes as part of a parasitological survey of coprolites and mummies from southern Peru and northern Chile. In addition, 280 coprolites from a Brazilian Central Plains cave were analyzed. We used both the Callen method and the Lutz method [
1–
3]. These methods have been shown to be equivalent for documenting prevalence [
1].
Our previous studies of helminth remains from archaeological sites included the western USA, Central Mexico, the central and southern coast of Peru, the northern region of Chile, and northeastern Brazil. We have primarily analyzed coprolites from these areas, but mummies have been another focus of our research, especially in Chile and Peru. In addition, other parasitologists have analyzed coprolites and mummies from these regions as well as from Greenland and the Southeastern USA [
1–
3]. At this point, over 1,800 coprolite and mummy samples have been analyzed, inclusive of published studies by other authors. From 2007 onwards, we focused our laboratories’ efforts on the analysis of samples from north-central Mexico. Many of these data are presented in this paper for the first time.
The value of archaeologically-derived data relates to the accuracy of dating and security of context [
1–
3]. Many dating methods are used. Chronometric dates are derived from biological, chemical, or physical tests of materials. For example, in the southwestern United States, there is a good sequence of tree-ring dates (dendrochronology) for archaeological time periods that forms a sound biological dating basis for this region. The most common chemical test for archaeological deposits is radiocarbon analysis of biogenic remains such as wood, charcoal, or bone. The most common physical analysis is paleomagnetism, which can be used to date hearths and other heated areas in an archaeological site. In some regions, artifacts, especially ceramics, can be used to date mummies and coprolites. The artifact styles are dated by association with chronometric data (radiocarbon analysis, tree-rings, etc.).
A key problem for us was the identification of human vs nonhuman coprolites, when coprolites are not associated with mummies or skeletons. For many years, attempts have been made to use chemical tests to identify human coprolites, with mixed results [
2,
3]. For our research, it has been necessary to gain a familiarity with the fecal morphology of animals within our study areas. For northeastern Brazil, Chame [
4] completed the basic research in indigenous animal scatology that allowed identification of animal vs human coprolites. For the Atacama Desert, the problem is reduced because of the generally lower diversity of animals that are indigenous to the region. In general, when coprolites are well preserved, it is possible to distinguish human feces from non-human feces with 2 exceptions. In all research areas, dogs produce feces that can be confused with human feces. In Arizona, feces from javalina (
Tayassu tajacu and
Tayassu pecari) can be confused with humans. Up to now, only by analysis of fecal constituents, such as hair and dietary residue, can coprolites from these species be differentiated with confidence from those of humans.
For coprolite analysis, it is important to diversify samples from archaeological sites [
1–
3]. For our purposes, context is especially important. Context refers to the archaeological location of finds in association with distinct prehistoric constructions, such as houses, burials, trash pits, latrines, plazas, etc. Archaeologists refer to the constructions as “features” and the contextual association is referred to as “provenience”. Thus, the “provenience” of a coprolite can be in “context” of latrine “feature 3” in field notes. Considering the nature of proveniences and features is especially important for our work and generally we work with field notes or forms if we cannot be present in the field. It is desirable for the paleoepidemiological approach to maximize the diversity of our samples to ensure that as many separate defecations as possible are included in the study. This minimizes the possibility of sampling several defecations by 1 prehistoric individual over a short period of time. At some sites, many features contain feces. At such sites, it is best to analyze small samples of coprolites from as many features as possible. In this way, one is likely to sample a series of defecations by many individuals. Such a site is represented by Antelope House, Arizona, USA [
5].
At other sites, large latrines were used for many years. Such features may contain hundreds to thousands of coprolites. If possible, it is good to have first-hand experience at such sites. For example, Salmon Ruin, New Mexico, had such a latrine [
5]. Examination of the latrine stratigraphy showed that the coprolites were concentrated in stratigraphic lenses. A “stratigraphic lens” is a relatively small, lenticular-shaped stratum with its longest axis in the horizontal plane. These typically represent single deposits made by prehistoric people. At Salmon Ruin, the lenses were about the volume of a prehistoric basket. This indicated that feces were brought to the latrine from other rooms in household containers. Ideally, the sampling strategy would have been to sample a coprolite from each lens. However, this was not done in the field. Therefore, to diversify the sample as much as possible, coprolites were sampled from alternate units in every other grid square. Since the site was excavated in 1 m horizontal grid squares in 10 cm vertical levels, the sampling strategy ensured that as many lenses as possible were sampled. Other sites, especially Archaic hunter-gatherer sites, exhibit a single latrine area in a cave that is intermittently used for literally thousands of years (“Archaic” refers to a pre-ceramic, hunter-gatherer lifestyle that began about 8,000 years ago in North America).
Hinds Cave, Texas [
6] and Dust Devil Cave, Utah [
7] provide examples of such behavior. Sample diversity for such sites can be obtained by taking samples from as many strata as possible. In northeastern Brazil, Peru, and Chile, open sites (sites not in caves) are most common. Interesting defecation patterns are found in these regions. Sometimes, discrete coprolite aggregations are associated with specific features. In Peru and Chile, this includes latrines associated with house features. Therefore, sampling several latrines diversifies the sample. In shell mounds (large accumulations of shell, burials, and activity refuse), coprolites are found dispersed in the refuse. At 1 site, Paloma, near Lima, Peru, the coprolites were frequently found in large bivalves [
8]. This ancient practice is very helpful in modern sampling because one can feel certain that a given bivalve contained 1 person’s feces, uncontaminated by neighboring feces. At this site, coprolites were sampled from a variety of diverse proveniences, including the refuse areas, distinct strata, house floors, and burials. At another shell mound, the Ring Site, near Ilo, Peru, distinct, small lenses about 6 inches were found in stratigraphic sections of the site [
9,
10]. Each lens was derived from an individual coprolite. The lenses were sampled and their constituents were consistent with ancient feces of mummies from the area. Unfortunately, the Ring Site, the oldest site on the coast of southern Peru, was largely destroyed by construction [
10].
Ideally, optimal diversity can be obtained by sampling mummies and burials. Fecal residue can be found in skeletons [
1–
3] and mummies contain fecal pellets that can be recovered and analyzed. The data recovered from mummy/skeleton contexts and non-mummy/skeleton contexts are not equivalent. One can be sure that coprolites recovered from mummies or skeletons are: 1) from humans, and 2) represent discrete infections if parasites are found. In contrast, with coprolites found in non-mummy/skeleton contexts there is often doubt as to how many individuals and defecations are represented by a coprolite series. Therefore, we usually prefer to use coprolites from non-mummy/skeleton contexts to gain an idea of the diversity and antiquity of parasites present in a region. Coprolites from mummies/skeletons provide an idea of the number of people infected at death. Therefore, they can be used in a comparative sense to evaluate variance in infection.
Not all coprolites exhibit comparable preservation [
11,
12]. The preservation of coprolites can be assessed by examining the range of identifiable macroscopic and microscopic components. Macroscopic components typically include seeds, fibers, bone, chitin exoskeleton, charcoal, leaves, fruit skin, and woody tissue. Microscopic components include starch granules, pollen grains, silica phytoliths, calcium oxalate phytoliths, mites, hair, seed testa fragments, plant cells, nematode larvae, parasite eggs, and fungal spores [
2]. By assessing the diversity of components present, one can assess the level of preservation and therefore the potential loss of parasite eggs and larvae. Coprolites from cave contexts are most often well-preserved with even the most delicate remains preserved. In contrast, coprolites from open sites exhibit less consistent preservation. In assessing the reliability of parasitology results, one must consider the preservation conditions of the coprolites [
11,
12].
For pinworms, preservation can be highly variable. In rare cases, fragments of adult worms are found. Generally, eggs containing larvae are recovered. From archaeological sites that are not established in caves, eggs are more often recovered in fragmentary condition.
SURVEY FINDINGS
South America
The archaeological sites for which parasitological studies have been conducted were never summarized in a single article. Therefore, we are presenting brief descriptions of each site and a summary list (
Tables 1,
2).
Callen and Cameron [
13] examined several coprolites from Huaca Prieta, Peru, including coprolites from the intestinal cavity of a burial dating to approximately 4,500 years ago by radiocarbon technique. Huaca Prieta was a prehistoric settlement at the Pacific Ocean coast in the Chicama Valley, north of Trujillo [
10]. The exact number of coprolites analyzed was not published in this pioneer study. At least 1 sample was recovered from a burial. The site was occupied by hunter-gatherers with a mixed diet of terrestrial plants and marine animals. The coprolites were recovered from a cave and exhibited good preservation. No pinworm eggs were encountered although other helminth species were present.
Patrucco and colleagues [
14] found pinworm eggs in 1 of 52 coprolites from the coastal site of Los Gavilanes in north-central Peru. The site is located 3.2 km north of the Huarmey River and 0.5 km inland from the Pacific Ocean. The site was a Preceramic period (Late Archaic) seasonal occupation and storage area. The site had 2 distinct strata dated by radiocarbon technique to 4,730–4,130 years ago and 3,755–4,227 years ago, respectively. Twenty-two coprolites from each stratum were analyzed. In addition, 8 coprolites from mixed context of the 2 main strata were analyzed. They also included in their report mention of an analysis they did of an ‘unnamed site’ dated by artifact association to about 1,000 years ago. The coprolite preservation was good at this site. The 1 coprolite positive for
E. vermicularis was in context with the older stratum, which was 4,730–4,130 years old.
We examined 28 coprolites from the Mono Site, Peru (unpublished data). This site is located near Paracas, Peru. It is dated to approximately 2,300 years ago by artifact association. To date, the data indicate that the site’s inhabitants ate a variety of cultivated crops, marine fish, and marine crustaceans. The coprolite preservation was good at this site. One of the coprolites was positive for E. vermicularis eggs.
The excavation of 4 sites affiliated with the Chiribaya culture of the Moquegua River Valley of southern Peru by Buikstra and colleagues [
15] resulted in the recovery of mummies and coprolites. The 4 sites were San Geronimo, Chiribaya Alta, Chiribaya Baja, and Yaral. Intestinal contents from mummies were analyzed for Chiribaya Alta. Coprolites not associated with mummies were recovered from Chiribaya Baja and San Geromino. The sites were distributed from the coast (San Geronimo) to the lower valley agricultural areas (Chiribaya Alta and Chiribaya Baja) to the middle valley (Yaral). One coprolite from Chiribaya Baja was recovered in a later excavation by Sonia Guillén. Analysis of intestinal contents from the mummies revealed 1 possible
E. vermicularis infection. However, the possible eggs were very poorly preserved. Therefore, our diagnosis in this case was not secure. Guillén’s excavations resulted in the recovery of a coprolite from a unique context. The coprolite was found on the face of a mummy. A person in prehistory entered the tomb, opened the mummy bundle, and deposited feces on the mummy’s face. This represents an interesting prehistoric episode. This case of a fecal deposit on this mummy is interesting parasitologically because the coprolite on the face contained many
Enterobius eggs (1,200 eggs per gram) and is the only coprolite from the valley that exhibits
E. vermicularis infection. The coprolites from house contexts at San Geronimo and Chiribaya Baja, though positive for other helminth species, were negative for E. vermicularis. A second study focused on a different set of coprolites from the sites of San Geronimo and Chiribaya Baja [
16].
We examined 40 coprolites from the Paloma Site located on the central coast of Peru (unpublished data). Radiocarbon dates for the site center around 6,000 years ago [
8,
10]. This is an open site and coprolite preservation was particularly bad. We selected 20 coprolites from diverse contexts, including burials for analysis. None of these were positive for helminth eggs.
The Ring Site, an open shell mound in southern Peru [
8], was visited by Reinhard in 1990. The site dates to 7,675–10,575 B.P. He recovered 6 coprolites from the stratigraphic profile left open from previous excavations [
9]. There was very little organic residue remaining in the coprolites other than fish bone and small numbers of pollen grains. Pinworm eggs are the most delicate of human parasites recovered from archaeological sites. This site was not conducive to the preservation of such delicate structures. It is likely that any eggs that were in the feces at the time of defecation decomposed over the passage of millennia. No pinworm eggs were recovered from the Ring Site. The site was largely destroyed by construction [
10].
From the Caserones site in the Tarapacá Valley, northern Chile, 20 coprolites were analyzed [
17]. The site is dated by radiocarbon technique to 2,400–1,200 years ago. The coprolites are from an agricultural period. Preservation of the coprolites was excellent. One coprolite was positive for pinworm eggs.
The examination of coprolites from the site of Tulán near San Pedro de Atacama, Chile was interesting because it represents a prehistoric population with a mixed subsistence of farming and llama herding and also because the site is located far from the Pacific coast [
18]. The site is dated by radiocarbon technique between 3,080 and 2,950 years ago. The coprolites were fragmented. Of 16 samples analyzed, 11 were positive for
E. vermicularis eggs. The sampling strategy was not known to the parasitologists, so it was impossible to be certain of how many defecations or individuals were represented. The high number of positive samples suggested multiple sampling of several fragments from positive coprolites.
Ferreira and colleagues [
19] analyzed 26 coprolites from the site of Tiliviche in northern Chile. This is one of the oldest dated Atacama Desert sites, with a beginning date of 9,810 years ago. Two occupational strata contained coprolites. The first, Unit I, ranged between 7,900 and 6,110 years ago. A second, more recent occupation, Unit II, had a commencing date of 6,110 years ago and an ending date of 3,950 years ago. The site itself lies 40 km from the Pacific coast at an altitude 950 m. The nearest modern city in the region is Iquique. Preservation of the coprolites was excellent. The prehistoric subsistence was based on marine animals. No
E. vermicularis eggs were found.
We recently analyzed 21 mummies excavated from coastal sites in northern Chile from the site of Morro 1 and Morro 1–6, Arica, Chile. These mummies were associated with the Chinchorro Culture of 6,000 to 4,000 B.P. and are dated by radiocarbon technique to a period around 4,000 years ago. Subsistence was based on terrestrial plants and marine animals. The coprolites recovered from the mummies were well preserved. No pinworm eggs were found, although another helminth species was present (unpublished data).
The examination of 15 pre-Inca coprolites and 20 Inca coprolites from Calogero Santoro’s excavations of farming sites in the Lluta Valley of Chile revealed an interesting difference in
Enterobius sp. infection [
20]. None of the pre-Inca coprolites were positive for pinworm, although other helminth species were present. Of the 20 Inca coprolites, 5 were positive. Both collections of coprolites came from diverse contexts. Both collections exhibited excellent preservation, and both collections are finely dated by radiocarbon technique and artifact association. The change in settlement pattern may explain the increase in pinworm infections. Prior to the Inca, farmers lived in dispersed communities. The Inca moved farmers to central villages, thus crowding the population.
The analysis of an Argentinian frozen child sacrificed by the Incas revealed pinworm infection [
21]. Another analysis of a Chilean Inca sacrifice was done by Horne [
22]. The latter individual was not positive for pinworm eggs.
For this study, we examined 45 coprolites from mummies from San Pedro de Atacama that were archived in the human coprolites repository at the Laboratory of Paleoparasitology Collection (ENSP-Fiocruz). These mummies date as old as 2,000 years ago and from different cultures. Also from the ENSP-Fiocruz collections, we analyzed 48 coprolites from Antofogasta, Chile. No eggs of E. vermicularis were encountered (unpublished data).
Araújo completed a study of coprolites from southeastern Brazil. These new data are summarized in
Table 2. Gruta do Gentio II is found at Unaí in the northwest of the state of Minas Geris, Central Brazil [
23]. The cave is located in a calcareous bank 2.5 km long. The entrance is about 6 m above soil level and its main chamber measures 10 m×14 m and is about 3 m high, close to the entrance. This site was used by prehistoric people as a habitation and served also as a burial place. Wooden art objects, feathers, snail shells, and food remains (e.g. peanut and maize) were found in the different strata. The layers are dated by C14 method and has 2 occupation layers, the deepest (oldest dating 8,620±100 years B.P.) corresponding to groups of hunter-gatherers, and the upper (3,490±120 to 430±70 years B.P.) to groups showing agricultural activities. Coprolites were collected in the upper layer, and the positive samples may be up to 3,610 years old and have a minimum age of 360 years. A mummified body of a child was also found in the cave and was dated to 2,850 years old [
24]. Although 20 coprolites were initially analyzed from this site [
25], 278 coprolite fragments were ultimately analyzed by Araújo. They were in variable states of preservation. Although they were positive for other helminth species, they were negative for pinworm.
The site of Boqueirão Soberbo, Varzelândia, Minas Gerais, is a rock-shelter in a calcareous bank, measuring 14 m×9.5 m, and 8 m high [
23]. The cave was used as a burial place, and there are rock paintings on the walls. The culture was identified as hunter-gatherers. Dates of 4,905±90 years ago (SI-2789) to 1,325±60 years ago (SI-4486) were obtained for this site. Two human coprolites were recovered from this site. Although positive for other helminths, they were negative for pinworms [
26]. A partially mummified individual from Lapa do Boquete was negative for pinworms but positive for other parasites [
27].
Parasitological analyses have also been done in the northeast of Brazil. The site of Boqueirão de Pedra Furada is a widely published site because of the purported antiquity of its deepest layers [
23]. It has a sheltered area within it, formed by ancient rockfalls. Within this sheltered area, protected from the actions of water, archaeological deposits accumulated. Coprolites were recovered from a higher and more recent stratum dated by radiocarbon analysis to 7,230±80 years ago. Seventeen coprolites from this area have been analyzed [
26,
28]. Although they were positive for other helminths, they were negative for pinworms.
The archaeoparasitology of North America and descriptions of sites have been presented in several over-view articles [
5,
29,
30]. Therefore, the sites from North America will be presented here by culture and subsistence type.
Several caves containing hunter-gatherer coprolites have been excavated. The sites have been excavated throughout the arid west of North America, especially in the Great Basin, with some excavations in the Colorado Plateau, and the Chihuahua Desert of Texas and Mexico. These include Danger Cave and Hogup Cave in Utah, Dust Devil Cave and Bighorn Cave in Arizona, Lovelock Cave in Nevada, Dirty Shame Rockshelter in Oregon, Hinds Cave in Texas, and Frightful Cave in Coahuila, Mexico [
30]. The caves are dated chronometrically, and the sampling strategies optimized diversification by sampling coprolites from different stratigraphic layers separated by many years of deposition. Coprolite preservation is excellent for all of these sites. Generally,
E. vermicularis eggs are rare in these hunter-gatherer sites [
7,
30]. However, the oldest coprolites studied from Danger Cave dated to 10,000 years ago contained eggs [
30]. Pinworm eggs have been found in Archaic deposits at Hinds Cave, Hogup Cave, and Dirty Shame Rockshelter (
Table 3).
Many sites affiliated with the Ancestral Pueblo (Anasazi) culture have been excavated [
30]. The Ancestral Pueblo were an agricultural group that had a mixed subsistence based on domesticated plants and animals with wild plants and animals. Parasite analysis has been completed for coprolites recovered from several sites on Mesa Verde, Colorado, and Glen Canyon, Utah. Analyses have also been completed for Bighorn Sheep Cave and Turkey Pen Cave in the Grand Gulch of Utah, Antelope House in Canyon del Muerto of Arizona, Pueblo Bonito and Kin Kletso in Chaco Canyon, New Mexico, Inscription House in the Navajo National Monument of Arizona, and Salmon Ruin on the San Juan River, New Mexico (
Fig. 1). Coprolite preservation is excellent for most sites. The sampling strategies were well diversified for most sites [
30]. The coprolites from Chaco Canyon were badly preserved and fragmented.
E. vermicularis is nearly ubiquitous for Ancestral Pueblo sites and is very common in coprolites from Antelope House and Turkey Pen Cave (
Table 3). The analysis of 2 Ancestral Pueblo mummies revealed 1 infection with pinworm [
31]. Fugassa and colleagues [
32] analyzed Ancestral Pueblo coprolites from Antelope Cave at the edge of the Great Basin in northwestern Arizona. They found that pinworms had a high prevalence at the site.
One site from the Sinagua Culture in central Arizona has been studied [
33]. Coprolites were not recovered from this site. The analysis was done with sediments from ancient latrines.
E. vermicularis eggs were recovered from these sediments in association with 4 other helminth species.
Several sites of the Fremont culture have been excavated and analyzed for parasite eggs [
30]. The Fremont culture occupied much of Utah in prehistory. There was a variety of subsistence strategies carried out by the Fremont. Maize was grown to some extent in the southern parts of the range. However, in central Utah, the subsistence patterns are poorly defined. From Clyde’s Cavern in central Utah, 25 coprolites were studied. Four contained pinworm eggs. From southern Utah, 10 Fremont coprolites from Glen Canyon were studied. None were positive for helminths. Dating methods, sampling strategy and preservation are not known to us for Clyde’s Cavern. The preservation, dating, and sampling strategy is good for Glen Canyon [
30].
Coprolites from La Cueva de los Muertos Chiquitos in Rio Zape, Durango, Mexico, were analyzed in 3 separate studies [
34,
35]. Dietary analysis of 50 coprolites showed a diverse array of foods, and each coprolite was distinct in its macroscopic and microscopic constituents [
36]. Meade observed pinworm eggs in his study of dietary residues. A second study of 36 coprolites by Jiménez and colleagues [
34] documented a high prevalence of pinworms. Finally, Morrow [
35] recovered pinworm eggs from 34 of the 100 coprolites analyzed.
Outside of the desert west of the USA, pinworm has been found in the Southeastern USA in coprolites [
37].
DISCUSSION
There is a sharp contrast in pinworm prevalence between early and late prehistory in North America. For most of prehistory in the Americas, pinworm infection was relatively rare. Of Archaic sites from North America, 4 of 8 show low prevalence of infection. In contrast, almost all studies of later ceramic, agricultural sites dating after 1,600 years ago from North America show moderate to high infection prevalence. This includes the southeastern area of the USA where Faulkner and colleagues report a high prevalence of infection at Big Bone Cave, Tennessee [
37].
In South America, no positive coprolites have been found in Brazil. Of the 14 studies from Peru and Chile, 6 showed good evidence of E. vermicularis infection, and 5 of these date to relatively late, agricultural sites. These data indicated that E. vermicularis was relatively rare before agriculture was established, similar to the evidence from North America.
Among Ancestral Pueblo and Archaic populations in North America, there is noteworthy variance in the prevalence of coprolites positive for
Enterobius eggs as previously published by Hugot et al. [
38]. Forager (hunter-gatherer) sites were occupied by small groups of people (less than 50) who subsisted on wild plants and animals. Agricultural sites were occupied by large groups of people (up to several hundred) who subsisted in part on cultivated plants and in part on wild plants and animals. The lowest prevalence of
E. vermicularis eggs is evident at hunter-gatherer cave sites (2%). Stone walled agricultural villages not associated with caves have a prevalence of 10%. Statistical evaluation of these data indicates a significant increase in egg prevalence in agriculturalists over hunter-gatherers (
P<0.001). Each of these stone walled villages (Salmon Ruin, Kin Kletso, and Pueblo Bonito) is large, multi-storied villages that contain from 200 to 500 rooms. They represent the largest villages built in the Southwest before 1300 AD [
42].
Higher prevalences of coprolites positive for
E. vermicularis (19%) is evident among samples from Ancestral Pueblo stone-walled villages built in caves [
38]. These villages are multi-storied, but the size of the villages are constrained by the size of the caves in which they are built. Comparison of pinworm prevalence between stone-walled villages outside of caves and stone-walled villages within caves showed an increase in egg prevalence in coprolites in caves, but was not statistically significant [
38].
It is apparent that 2 aspects of behavior, subsistence type and dwelling type, affected pinworm prevalence [
38]. These 2 aspects are not independent [
39]. Hunter-gathering subsistence limits population size to no more than 50 people. Especially in arid lands, carrying capacity prevents the development of large numbers of hunter-gatherers. Also, because hunter-gatherers must frequently move from one area to another to find food, the development of permanent structures in arid lands is unknown. These are factors that ultimately define the nature of hunter-gatherer parasitism, especially with regard to low pinworm prevalence [
39].
The development of agriculture had significant impacts on habitation type and population size [
39]. A dependable, storable food supply led to the increase of populations such that hundreds to thousands of people lived together. The need to store food, and need to defend arable land, necessitated the establishment of permanent villages. These aspects of agricultural life led to an impressive change in the nature of human parasitism as documented by coprolite study [
39]. In the arid west of North America, many of the permanent villages were established in caves.
The increase in pinworm prevalence in coprolites between agricultural people and hunter-gatherers is related to population size. This is evident by the highly significant increase in pinworm positive coprolites from stone-walled villages not associated with caves over the hunter-gatherer samples. This is probably due to the increased chance of transmission of pinworms in larger populations. However, there is an interesting, although not statistically significant, increase in pinworm positive coprolites in villages within caves. This indicates that population size is not the only variable that led to increased pinworm infection since it is unlikely that populations were larger or more concentrated in caves. Indeed, analyses of room patterns between cave villages and open villages indicated that the basic organization of open villages was the same as in caves. Therefore, there must be some other factor involved.
More recent studies present further evaluations of how infection would have occurred in crowded conditions in large villages and towns [
5,
29,
36,
41,
42]. One distinct difference between caves and open villages is the fact that airflow is limited within the confines of a cave. This allows airborne particles to remain in the air column for a longer period of time which in turn increases the chances of encounter with humans living in the cave.
Enterobius sp. eggs are infective through inhalation [
38,
40–
42]. The still air of caves enhances the potential of human infection with pinworms. Thus, for agriculturalists who built their villages in caves, the interplay of larger population combined with poor air circulation led to the increase of pinworm infection, which is reflected by greater numbers of coprolites that are positive for pinworm eggs. It is noteworthy that in comparison to other countries in which extensive coprolite studies have been performed, such as Chile, Peru, and Brazil, only in the cave village sites in the Southwest USA and arid Mexico does pinworm reach such a high prevalence.
Fugassa and colleagues [
36] found a high (18%) infection level for coprolites excavated from Antelope Cave, Mojave County, Arizona. This cave was used for storage and seasonal rabbit hunting. Unlike other Ancestral Pueblo people from the Southwest living around 1,000 years ago, large villages are unknown in the Antelope Cave area. Virgin River Puebloans lived in small, seasonal pueblo groups of only a few rooms [
43]. It is likely that infection was aggravated by activities in caves where eggs passed by even a few people would have had an optimal chance of being inhaled by uninfected people.
When one considers that only 1 in 20 people infected with pinworm will pass eggs in feces, the Southwestern USA and Mesoamerican data would show that the development of villages raised the potential of pinworm exposure to extreme levels. For stone-walled villages away from caves, 1 in 10 coprolites are positive for eggs. For stone-walled villages in caves, 1 in 5 coprolites are positive for eggs. Indeed, for agricultural cave sites, the coprolite data suggest that infection was unavoidable. The data for Puebloan prevalence is presented in
Fig. 1 and ranges from 0% to 29%. The data represent the number of pinworm positive samples in diversified samples. The lowest prevalence is represented by Glen Canyon (0%). One of us, Reinhard, excavated sites in this region for 1 field season. Ecologically, the region is very arid with few smaller rock shelters. Small villages, probably for single extended families, were constructed in the open and also in rock shelters. The population size, aridity, and relatively small shelters would not have been conducive to pinworm transmission. Mesa Verde has a prevalence of 7%. This high altitude and colder area has many large rockshelters. Villages are larger and some are built in rockshelters. Therefore, the increase in prevalence is understandable.
The wide range for large, open towns represented by Salmon Ruin (8%) and Chaco Canyon (21%) was addressed in detail [
42]. These types of sites are called Great Houses by archaeologists due to their large floor plan and multiple store construction. One of us, Reinhard, excavated at Salmon Ruins and surveyed many other Great Houses. They were used as ceremonial centers (Chaco Canyon) and habitations (Salmon Ruin). Reinhard addressed the variation in prevalence based on 3 years of field work in the region followed by 6 years of lab analysis of coprolites from these sites [
42]. He concluded that activity spaces were used differently with more rooftop and plaza use at Salmon Ruin. The larger population sizes attracted to Chaco Canyon would have increased the prevalence of pinworms, which are crowd parasites.
In the Grand Gulch of Utah, data are available for one of the oldest agricultural sites, Turkey Pen Cave (29%), and the later Bighorn Sheep Ruin (10%). Both are relatively large sites. Bighorn Sheep Ruin has 28 structures in a rock shelter and is the second largest pueblo in the area. The wide variation between these sites in prevalence is surprising. The higher prevalence in the earlier context is ambiguous.
Extremes in environment can be found in Arizona. In the Kayenta area of northeastern Arizona, Inscription House (19%) and Antelope House (25%) are large pueblo towns built in rockshelters. An analysis of Antelope House shows that this was an especially crowded site [
5]. The high prevalence of pinworm coincided with the highest diversity of parasites ever recorded at a Puebloan site. Another site in the opposite corner of Arizona is Antelope Cave (18%). This northwestern site is near the Virgin River, which gives its name to the culture of the region, the Virgin River Puebloans [
43]. This is a true cave, being deeper than wide and with a small entrance. As noted above, the villages for the Virgin River Puebloans were small and dispersed. Therefore, crowding did not contribute to the transmission of pinworm. It is likely that seasonal use of deep caves promoted airborne infection within the caves.
The unavoidable nature of pinworm infection is understandable in the context of the evolution of the E. vermicularis life cycle. The aerosol mode of contamination evolved during a stage in evolution at which anal-oral infection became tenuous. Therefore, the parasite evolved a more efficient system of infection in context with the evolutionary changes in the morphology and behavior of its host. This adaptation allowed the parasite to continue to cycle in humans. However, human behavioral evolution continued. Ultimately, the result of behavioral evolution was the development of crowded, sedentary habitations such as those represented by the sites summarized above. In these artificial environments, the aerosol transmission of pinworm resulted in very high rates of infection. Thus, the emergence of Enterobius sp. as one of the most ubiquitous of human parasites today relates directly to the adaptation of this species to evolving humans in antiquity.
In summary, pinworms migrated into the Americas with relatively small bands of hunter-gatherers. Pinworms have been found in archaeological contexts in the arctic [
51]. This demonstrates that pinworms persisted in cold conditions. Indeed, the crowded winter habitations in the arctic would have exacerbated transmission of pinworms, which are one of the most highly infective helminths. Studies of recent arctic populations verified that pinworm cycles among people in the coldest climates [
52]. There can be no doubt that pinworm entered the Americas in every migration route taken by humans in prehistory [
53]. As pointed out in a recent review of pinworm evolutionary history, infection is not dependent on climate conditions.
At this point, the archaeological data show that pinworm infection persisted in dilute hunter-gatherers, spread throughout the desert west of North America, and then moved deep into the Andes of South America. The absence of pinworm in Brazil is puzzling. Continued analysis of Brazilian remains is needed to determine if this is an aspect of taphonomy, sample size, or if it reflects a real exclusion of pinworm from this large region.
Because pinworm is present archaeologically in most regions of the Americas, molecular analysis provides a potential of documenting multiple migrations and genetic isolation of peoples in prehistory [
53–
55]. More than most parasite lineages, pinworm phylogeny shows tight congruence with primate phylogeny [
38,
56–
58]. This shows that cospeciation and coevolution occurred between pinworms and their primate hosts. Within just the human species, genetic drift occurs in pinworms in separate human populations. This resulted in the evolution of at least 1 new species,
E. gregorii, in humans in Europe, Africa, and Asia [
42]. Genetic drift occurred in prehistoric pinworms in different parts of the Americas, which has also been demonstrated [
43,
44]. These studies showed that different humans, using different migration routes to the Americas, carried genetically distinct pinworm populations. Thus, a Beringian migration might have brought a different pinworm genotype relative to humans migrating with parasites from different regions. Two different
E. vermicularis genetic sequences have been found in prehistoric coprolites from the Americas. We encourage experienced paleo DNA experts to explore the DNA of pinworms to add information relevant to our understanding of the first migrations of prehistoric humans to the Americas.
Notes
-
CONFLICT OF INTEREST
We declare that we have conflict of interest related to this work.
ACKNOWLEDGMENTS
The writing of this manuscript and the research in Brazil, including analysis of Peruvian and Chilean coprolites, was funded by the Brazilian National Council for Scientific and Technological Development (CNPq) and the Improving Coordination of Higher Education Personnel (CAPES) and the Fulbright Commission Debra K. Meier prepared
Fig. 1.
Fig. 1Prehistoric coprolites from Ancestral Pueblo sites show variability of pinworm prevalence. The percent of coprolites positive for parasite eggs are as follow: 0% Glen Canyon sites, Utah; 7% Mesa Verde, Colorado; 8% Salmon Ruin, New Mexico; 10% Bighorn Sheep Ruin, Utah; 18% Antelope Cave, Arizona; 19% Inscription House, Arizona; 21% Chaco Canyon sites, New Mexico; 25% Antelope House, Arizona; 29% Turkey Pen Cave, Utah.
Table 1Coprolite and mummy data accumulated from the Andes
Table 1
|
Locality |
Reference |
No. studied/No. positive |
Dates (B.P.) |
|
Ring Site, Peru |
(this analysis) |
6/0 |
7,675±60–10,575±105 |
|
Los Gavilanes, Peru |
[14] |
1/22 |
4,730–4,130 |
|
Los Gavilanes, Peru |
[14] |
22/0 |
3,755–4,227 |
|
Los Gavilanes, Peru |
[14] |
8/0 |
mixed strata |
|
Tiliviche, Chile |
[19] |
26/0 |
6,110–3,950 |
|
Paloma, Peru |
(this analysis) |
20/0 |
6,000 |
|
Morro, Chile |
(this analysis) |
21/0 |
6,000 to 4,000 |
|
Huaca Prieta, Peru |
[13] |
?/0 |
4,500 |
|
“Cultura Azapa”, Chile |
[17] |
5/0 |
2,700 |
|
Mono, Peru |
(this analysis) |
1/28 |
2,300 |
|
Caserones, Chile |
[17] |
10/1 |
2,400–1,200 |
|
Pisco, Peru |
[44] |
1/0 |
1,500 |
|
Unnamed site |
[14] |
3/0 |
circa 1,000 |
|
Chiribaya Alta, Peru |
[15] |
1/30 |
1,150–534 |
|
San Geronimo, Peru |
[15] |
8/0 |
1,150–534 |
|
Chribaya Baja, Peru |
[15] |
11/0 |
1,150–534 |
|
San Geronimo & Chribaya Baja, Peru |
[16] |
29/0 |
1,150–534 |
|
Tulán, Chile |
[18] |
11/16 |
880–750 |
|
Lluta Valley, Chile |
[20] |
15/0 |
900–700 |
|
Lluta Valley, Chile |
[20] |
5/20 |
700–500 |
|
Argentina Sacrafice |
[21] |
1/1 |
400 |
|
El Plomo, Chile |
[22,45] |
1/0 |
500 |
|
San Pedro de Atacama, Chile |
(this analysis) |
48/0 |
various times |
|
Various sites, Peru and Chile |
Hill, unpublished |
24/0 |
various time periods |
|
Various sites, Peru and Chile |
[46] |
8/0 |
various time periods |
|
Antofogasta, Chile |
(this analysis) [47] |
1/28 |
various prehistoric periods |
|
Total |
22 pinworm positive samples were found in 411 samples from 26 sites |
Table 2Coprolite and mummy data recovered from Brazil
Table 2
|
Locality |
Reference |
No. studied/No. positive |
Dates (B.P.) |
|
Boqueirão da Pedra Furada, Piauí |
[26, 28] |
17/0 |
7,230 |
|
Boqueirão Soberbo, Varzelándia, Minas Gerais |
[26] |
2/0 |
4,905 |
|
Gruta do Gentio II, Unai, Minas Gerais |
[25] |
20/0 |
3,490 |
|
Gruta do Gentio II, Unai, Minas Gerais |
(this analysis) |
278/0 |
3,490 |
|
Furna do Estrago, Pernambuco |
[59] |
6/0 |
1,730–1,610 |
|
Gruta do Gentio II, Unai, Minas Gerais |
[24] |
1/0 |
430 |
|
Lapa do Boquete |
[27] |
1/0 |
530–930 |
|
Total |
0 pinworm positive samples were found in 325 samples from 7 sites |
Table 3Dates for Enterobius vermicularis analyses from North America
Table 3
|
Locality |
Reference |
No. studied/No. positive |
Dates (B.P.) |
|
Paisley Cave, Oregon |
[47] |
23/0 |
9,620 |
|
Danger Cave, Utah |
[30] |
46/1 |
10,000–9,000 |
|
Dust Devil Cave, Arizona |
[30] |
100/0 |
9,975–8,500 |
|
Dirty Shame Shelter, Oregon |
[30] |
13/1 |
6750–8250 |
|
Frightful Cave, Coahuila, Mexico |
[30] |
32/0 |
7,000–4,000 |
|
Hogup Cave, Utah |
[30] |
50/4 |
5960; 3,200; 1,600 |
|
Hinds Cave, Texas |
[30] |
117/1 |
4,100–2,600 |
|
Upper Salts Cave, Kentucky |
[48] |
8/0 |
2,600–2240 |
|
Big Bone Cave, Tennessee |
[37] |
8/5 |
2,200 |
|
Bighorn Cave, Arizona |
[30] |
35/0 |
2,200–1,600 |
|
Turkey Pen Cave, Utah |
[30] |
24/7 |
2,050–1,775 |
|
Love Lock Cave, Nevada |
[30] |
50/0 |
1,830 |
|
Antelope House, Arizona |
[30] |
180/44 |
1,400; 925; 860 |
|
Rio Zape, Durango, Mexico |
[33,34] |
100/23 |
1,400 B.P. |
|
Canyon del Muerto |
[31] |
2/1 |
“Puebloan” |
|
Antelope Cave, Arizona |
[36] |
22/4 |
1,100 |
|
Skiles Mummy, Texas |
[49] |
1/0 |
1250 |
|
Clyde’s Cavern, Utah |
[30] |
24/4 |
1,500–800 |
|
Pueblo Bonito, New Mexico |
[30] |
15/4 |
920–870; 1,080–980 |
|
Kin Kletso, New Mexico |
[30] |
5/0 |
1,000–1,100 |
|
Mesa Verde, Colorado |
[30] |
76/5 |
1,000–800 |
|
Bighorn Sheep Ruin |
[30] |
20/2 |
950–850 |
|
Salmon Ruin, New Mexico |
[30] |
112/9 |
900–750 |
|
Ventana Cave, Arizona |
[50] |
1/0 |
950–500 |
|
Inscription House, Arizona |
[30] |
17/3 |
750–700 |
|
Glen Canyon, Utah Pueblo |
[30] |
20/0 |
900–1,100 |
|
Glen Canyon, Utah Fremont |
[30] |
10/0 |
900–1,100 |
|
Qilakitsoq, Greenland |
[51] |
1/1 |
475 |
|
Total |
119 pinworm positive samples were found in 1,112 samples from 28 sites |
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